Wu, Di (SFC:AWT094) 吳頔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2011-01-31 | 2016-02-02 | Rep | Dealing in securities | 2011-01-31 | 2016-02-02 |
| 2 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-05-26 | 2021-08-04 | Rep | Dealing in securities | 2016-05-26 | 2021-08-04 | Rep | Advising on securities | 2018-08-23 | 2021-08-04 | RO | Advising on corporate finance | 2021-08-04 | RO | Advising on securities | 2021-08-04 | RO | Dealing in securities | 2021-08-04 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-07-20 | 2021-08-04 | RO | Dealing in securities | 2021-08-04 |
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