Wu, Grace Yuet Ming 胡月明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2007-07-16 | 2008-09-05 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2010-09-13 | 2014-05-15 |
| 3 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2010-09-13 | 2012-01-30 |
| 4 | FITCH (HONG KONG) LIMITED | Rep | Credit rating services | 2014-08-18 | |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2004-04-15 | 2007-06-23 | Rep | Advising on securities | 2008-09-29 | 2010-07-15 |
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