Yu, Ka Fai 余家輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Dealing in securities | 2013-04-16 | 2013-08-01 | RO | Dealing in securities | 2013-08-01 | 2016-09-15 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-04-16 | 2013-08-01 | Rep | Dealing in securities | 2013-04-16 | 2013-08-01 | RO | Dealing in futures contracts | 2013-08-01 | 2016-09-15 | RO | Dealing in securities | 2013-08-01 | 2016-09-15 | RO | Advising on securities | 2014-01-20 | 2016-09-15 |
| 3 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2016-09-20 | 2016-12-16 | RO | Dealing in futures contracts | 2016-12-16 | 2018-07-20 |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2016-09-20 | 2016-12-16 | Rep | Dealing in securities | 2016-09-20 | 2016-12-16 | Rep | Dealing in futures contracts | 2016-11-07 | 2017-04-07 | RO | Advising on securities | 2016-12-16 | 2018-07-20 | RO | Dealing in securities | 2016-12-16 | 2018-07-20 | RO | Dealing in futures contracts | 2017-04-07 | 2018-07-20 |
| 5 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-11-20 | 2011-09-16 |
| 6 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2005-10-17 | 2011-09-16 | Rep | Dealing in futures contracts | 2008-07-03 | 2011-09-16 |
| 7 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-11-15 | 2019-02-19 | RO | Dealing in futures contracts | 2019-02-19 |
| 8 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-11-15 | 2019-02-19 | Rep | Dealing in securities | 2018-11-15 | 2019-02-19 | RO | Advising on securities | 2019-02-19 | RO | Dealing in securities | 2019-02-19 | RO | Dealing in futures contracts | 2021-04-09 |
| 9 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2005-01-17 | 2010-11-20 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy