Yu, Ka Fai 余家輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2005-01-17 | 2010-11-20 |
| 2 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2005-10-17 | 2011-09-16 |
| 3 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in futures contracts | 2008-07-03 | 2011-09-16 |
| 4 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-11-20 | 2011-09-16 |
| 5 | BOCI ASIA LIMITED | Rep | Dealing in securities | 2013-04-16 | 2013-08-01 |
| 6 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-04-16 | 2013-08-01 |
| 7 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2013-04-16 | 2013-08-01 |
| 8 | BOCI ASIA LIMITED | RO | Dealing in securities | 2013-08-01 | 2016-09-15 |
| 9 | BOCI SECURITIES LIMITED | RO | Dealing in futures contracts | 2013-08-01 | 2016-09-15 |
| 10 | BOCI SECURITIES LIMITED | RO | Dealing in securities | 2013-08-01 | 2016-09-15 |
| 11 | BOCI SECURITIES LIMITED | RO | Advising on securities | 2014-01-20 | 2016-09-15 |
| 12 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2016-09-20 | 2016-12-16 |
| 13 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2016-09-20 | 2016-12-16 |
| 14 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2016-09-20 | 2016-12-16 |
| 15 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2016-11-07 | 2017-04-07 |
| 16 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | RO | Dealing in futures contracts | 2016-12-16 | 2018-07-20 |
| 17 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Advising on securities | 2016-12-16 | 2018-07-20 |
| 18 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Dealing in securities | 2016-12-16 | 2018-07-20 |
| 19 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Dealing in futures contracts | 2017-04-07 | 2018-07-20 |
| 20 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-11-15 | 2019-02-19 |
| 21 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-11-15 | 2019-02-19 |
| 22 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-11-15 | 2019-02-19 |
| 23 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2019-02-19 | |
| 24 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2019-02-19 | |
| 25 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2019-02-19 | |
| 26 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2021-04-09 |
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