Yuen, Ka Lai 阮嘉麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2004-01-07 | Rep | Asset management | 2004-01-07 | Rep | Dealing in futures contracts | 2006-05-26 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-04-10 | 2006-05-26 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-11-20 | 2015-12-01 |
| 4 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2010-11-02 | 2013-11-13 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2004-01-07 | Rep | Advising on securities | 2004-01-07 | Rep | Asset management | 2004-01-07 | Rep | Dealing in securities | 2006-05-26 |
| 6 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2007-05-15 | 2010-11-20 |
| 7 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-06-07 | 2007-04-27 |
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