Zhang, James Xiaohan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Canaccord Genuity (Hong Kong) Limited | Rep | Advising on securities | 2014-01-02 | 2015-09-09 | Rep | Dealing in securities | 2014-01-02 | 2015-09-09 | Rep | Advising on corporate finance | 2014-04-30 | 2015-09-09 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2011-08-04 | 2013-03-01 | Rep | Dealing in securities | 2011-08-04 | 2013-03-01 |
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