Chiu, Steven Pat Ngao 趙不傲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on corporate finance | 2012-09-17 | 2012-09-24 | Rep | Advising on securities | 2012-09-17 | 2012-09-24 | Rep | Dealing in securities | 2012-09-17 | 2012-09-24 | RO | Advising on corporate finance | 2012-09-24 | RO | Advising on securities | 2012-09-24 | RO | Dealing in securities | 2012-09-24 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-04-27 | 2011-09-13 | RO | Advising on corporate finance | 2010-04-27 | 2011-09-13 |
| 3 | DBS ASIA CAPITAL LIMITED | RO | Advising on corporate finance | 2011-09-14 | 2012-09-14 | RO | Advising on securities | 2011-09-14 | 2012-09-14 | RO | Dealing in securities | 2011-09-14 | 2012-09-14 |
| 4 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on securities | 2003-11-14 | Rep | Asset management | 2003-11-14 | Rep | Advising on corporate finance | 2009-04-01 |
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