Tse, Philip King Fai 謝景暉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Advising on corporate finance | 2009-08-07 | 2010-07-08 | Rep | Dealing in securities | 2009-08-07 | 2011-03-01 | RO | Advising on corporate finance | 2010-07-08 | 2011-03-01 |
| 2 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2003-07-22 | |
| 3 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-01-10 | 2006-12-18 | Rep | Dealing in securities | 2005-01-27 | 2006-12-18 |
| 4 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-10-17 | 2017-05-11 | RO | Advising on corporate finance | 2017-05-11 | 2018-02-28 | RO | Advising on securities | 2017-05-11 | 2018-02-28 | RO | Dealing in securities | 2017-05-11 | 2018-02-28 |
| 5 | CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-10-17 | 2017-01-04 | Rep | Advising on securities | 2016-10-17 | 2017-03-30 | Rep | Dealing in securities | 2016-10-17 | 2017-03-30 |
| 6 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2018-03-14 | 2018-04-27 | Rep | Dealing in securities | 2018-03-14 | 2018-04-27 | RO | Advising on corporate finance | 2018-04-27 | 2019-06-14 | RO | Dealing in securities | 2018-04-27 | 2019-06-14 |
| 7 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-12-27 | 2008-11-14 | Rep | Advising on securities | 2006-12-27 | 2008-11-14 | Rep | Dealing in securities | 2006-12-27 | 2008-11-14 | Rep | Advising on corporate finance | 2011-06-17 | 2011-08-26 | Rep | Advising on securities | 2011-06-17 | 2011-08-26 | Rep | Dealing in securities | 2011-06-17 | 2011-08-26 | RO | Advising on corporate finance | 2011-08-26 | 2016-07-27 | RO | Advising on securities | 2011-08-26 | 2016-07-27 | RO | Dealing in securities | 2011-08-26 | 2016-07-27 |
| 8 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2019-06-26 | 2019-10-21 | Rep | Dealing in securities | 2019-06-26 | 2019-10-21 | Rep | Advising on securities | 2019-07-05 | 2019-10-21 | RO | Advising on corporate finance | 2019-10-21 | RO | Advising on securities | 2019-10-21 | RO | Dealing in securities | 2019-10-21 |
| 9 | VC CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-07-23 | 2004-11-25 |
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