Yau, Wai (SFC:AIU419) 邱惠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Akron Corporate Finance Limited | Rep | Advising on corporate finance | 2021-03-30 | 2021-05-28 | RO | Advising on corporate finance | 2021-05-28 |
| 2 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-05-06 | 2008-09-03 | Rep | Advising on securities | 2008-05-16 | 2008-09-03 | Rep | Dealing in securities | 2008-05-16 | 2008-09-03 | RO | Advising on corporate finance | 2008-09-03 | 2016-04-08 | RO | Advising on securities | 2008-09-03 | 2016-04-08 | RO | Dealing in securities | 2008-09-03 | 2016-04-08 |
| 3 | FIRST SHANGHAI CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-05-19 | 2005-02-23 |
| 4 | Joy Silver Limited | RO | Advising on corporate finance | 2006-11-14 | 2008-03-31 |
| 5 | Neutral Financial Holding Company Limited | Rep | Advising on corporate finance | 2005-04-07 | 2006-08-15 | Rep | Dealing in securities | 2005-06-07 | 2006-08-15 |
| 6 | Oshidori Corporate Finance Limited | Rep | Advising on corporate finance | 2003-04-15 | 2004-05-17 |
| 7 | Planetree Securities Limited | RO | Dealing in securities | 2021-12-15 | |
| 8 | VBG Capital Limited | Rep | Advising on corporate finance | 2016-06-01 | 2016-06-15 | Rep | Dealing in securities | 2016-06-01 | 2016-06-15 | RO | Advising on corporate finance | 2016-06-15 | 2021-03-15 | RO | Dealing in securities | 2016-06-15 | 2021-03-15 |
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