Lai, Jerry Chi Yuen 黎志遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2015-02-10 | 2016-01-21 | Rep | Dealing in securities | 2015-02-10 | 2016-01-21 |
| 2 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-09-17 | 2014-12-14 | Rep | Advising on securities | 2010-09-17 | 2014-12-14 | Rep | Dealing in securities | 2010-09-17 | 2014-12-14 | Rep | Advising on corporate finance | 2018-07-26 | 2022-12-30 | Rep | Dealing in securities | 2018-07-26 | 2022-12-30 | Rep | Advising on securities | 2018-09-04 | 2022-12-30 | RO | Advising on corporate finance | 2022-12-30 | RO | Advising on securities | 2022-12-30 | RO | Dealing in securities | 2022-12-30 |
| 3 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-04-28 | 2018-06-22 |
| 4 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2016-04-28 | 2018-06-22 |
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