Lo, Yeuk Kai (SFC:AXT603) 盧若佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-08-03 | 2011-12-31 | Rep | Advising on securities | 2011-08-03 | 2011-12-31 | Rep | Dealing in securities | 2011-08-03 | 2011-12-31 |
| 2 | Shang International Finance Limited | Rep | Advising on corporate finance | 2012-01-16 | 2012-07-09 | Rep | Advising on securities | 2012-01-16 | 2012-07-09 | Rep | Dealing in securities | 2012-01-16 | 2012-07-09 |
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