Pan, Kwang-Wu 潘廣武
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-08-29 | 2013-04-18 | Rep | Advising on securities | 2006-08-29 | 2013-04-18 | Rep | Dealing in securities | 2006-08-29 | 2013-04-18 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2016-01-18 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2018-01-18 |
| 3 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2005-02-16 | 2006-08-12 | Rep | Dealing in securities | 2005-02-16 | 2006-08-12 | Rep | Advising on securities | 2006-04-03 | 2006-08-12 |
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