Ho, Wai Yin (SFC:ANL142) 何卉妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-09-10 | 2007-11-09 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2006-08-25 | 2007-08-13 | Rep | Dealing in futures contracts | 2009-11-05 | 2011-05-14 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-05-30 | 2007-08-13 | Rep | Dealing in securities | 2009-11-05 | 2011-05-14 |
| 4 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-12-05 | 2009-09-29 | Rep | Dealing in futures contracts | 2008-01-03 | 2009-09-29 | Rep | Dealing in futures contracts | 2011-06-07 | 2013-08-16 | Rep | Dealing in securities | 2011-06-07 | 2013-08-16 |
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