Lee, Chak Ming 李澤銘

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Tung Shing Securities (Brokers) Limited Rep Advising on corporate finance 2003-09-15
2 Tung Shing Securities (Brokers) Limited Rep Advising on securities 2003-09-15
3 Tung Shing Securities (Brokers) Limited Rep Asset management 2003-09-15
4 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2004-01-02 2004-02-26
CITIC Securities Futures (HK) Limited Rep 2004-03-12 2005-10-09
KGI FUTURES (HONG KONG) LIMITED Rep 2005-10-17 2007-05-20
DBS VICKERS (HONG KONG) LIMITED Rep 2007-05-29 2019-04-04
KGI FUTURES (HONG KONG) LIMITED Rep 2019-09-18 2021-03-31
5 Tung Shing Securities (Brokers) Limited Rep Dealing in securities 2003-09-15
KGI ASIA LIMITED Rep 2003-09-22 2004-02-26
KGI SECURITIES (HONG KONG) LIMITED Rep 2003-09-22 2004-02-26
CITIC Securities Brokerage (HK) Limited Rep 2004-03-12 2005-10-09
KGI ASIA LIMITED Rep 2005-10-17 2007-05-20
KGI SECURITIES (HONG KONG) LIMITED Rep 2005-10-17 2007-05-20
DBS VICKERS (HONG KONG) LIMITED Rep 2007-05-29 2019-04-04
KGI ASIA LIMITED Rep 2019-09-18 2021-03-31
Grand Capital Securities Limited Rep 2021-07-09 2024-04-24

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