Poon, Yun Keung 潘潤強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AD Capital Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2008-08-07 | 2008-10-31 | Rep | Advising on securities | 2008-08-07 | 2008-10-31 |
| 2 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-12-11 | 2010-01-16 | Rep | Dealing in securities | 2008-12-11 | 2010-01-16 | Rep | Dealing in futures contracts | 2011-03-03 | 2017-06-30 | Rep | Dealing in securities | 2011-03-03 | 2017-06-30 |
| 3 | OIL Assets Securities Limited | Rep | Dealing in securities | 2019-07-10 | |
| 4 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2017-07-19 | 2019-06-21 |
| 5 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2017-07-19 | 2019-06-21 |
| 6 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2003-08-22 | 2004-06-01 |
| 7 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2003-08-22 | 2004-06-01 |
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