Kwok, Hon Kuen 郭漢權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-12-08 | 2012-07-13 |
| 2 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2004-10-25 | 2012-07-13 |
| 3 | Delta Asia Wealth Management Limited | Rep | Asset management | 2009-01-21 | 2012-07-13 |
| 4 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2015-03-31 | 2020-05-29 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-03-31 | 2020-05-29 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-03-31 | 2020-05-29 | Rep | Advising on securities | 2016-01-15 | 2020-05-29 |
| 7 | Risen Family Office Limited | RO | Advising on securities | 2020-06-23 | 2024-04-19 | RO | Asset management | 2020-06-23 | 2024-04-19 | RO | Dealing in securities | 2024-01-30 | 2024-04-19 |
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