Lau, Siu Lun (SFC:ADJ935) 劉兆倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-06-15 | 2012-08-06 | Rep | Advising on futures contracts | 2011-09-01 | 2012-08-06 | RO | Advising on futures contracts | 2012-08-06 | 2014-08-31 | RO | Dealing in futures contracts | 2012-08-06 | 2014-08-31 |
2 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-15 | 2013-01-31 | RO | Dealing in securities | 2013-01-31 | 2014-08-31 |
3 | Delta Asia Wealth Management Limited | Rep | Asset management | 2009-02-12 | 2010-04-23 |
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