Cheung, Hang Lok 張恒樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on futures contracts | 2022-06-09 | Rep | Advising on securities | 2022-06-09 | Rep | Dealing in futures contracts | 2022-06-09 | Rep | Dealing in securities | 2022-06-09 |
| 2 | DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2010-12-28 | 2014-02-17 |
| 3 | Delta Asia Wealth Management Limited | Rep | Advising on securities | 2014-02-17 | 2014-09-12 |
| 4 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2019-05-03 | 2019-10-16 | Rep | Asset management | 2019-05-03 | 2019-10-16 |
| 5 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2020-03-04 | 2022-02-26 | Rep | Advising on futures contracts | 2020-03-17 | 2022-02-26 |
| 6 | Sun Growth Asset Management Limited | Rep | Advising on securities | 2018-08-17 | 2019-04-25 | Rep | Asset management | 2018-08-17 | 2019-04-25 |
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