Chou, Chun Lam 周俊林

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BEA Union Investment Management Limited Rep Advising on securities 2007-07-16 2011-01-01
Rep Asset management 2007-08-20 2011-01-01
Rep Dealing in securities 2009-10-30 2011-01-01
2 BMF Asset Management Limited RO Advising on securities 2013-10-16 2015-12-31
RO Asset management 2013-10-16 2015-12-31
3 DELTA ASIA SECURITIES LIMITED Rep Advising on securities 2011-03-10 2011-11-25
4 HONOR CAPITAL (HK) LIMITED RO Advising on securities 2019-05-14 2020-02-29
RO Asset management 2019-05-14 2020-02-29
RO Advising on securities 2024-06-17
RO Asset management 2024-06-17
5 Ming Yang Capital Limited Rep Asset management 2021-06-01 2021-07-20
RO Advising on securities 2021-07-20 2023-09-25
RO Asset management 2021-07-20 2023-09-25
6 PAOCHU INVESTMENT ADVISORY LIMITED Rep Advising on securities 2012-04-19 2012-06-20
RO Advising on securities 2012-06-20 2013-09-19
RO Asset management 2013-02-20 2013-09-19
7 PEGASUS FUND MANAGERS LIMITED Rep Advising on securities 2005-08-02 2007-06-24
8 UNITED ZONE INVESTMENT LIMITED Rep Advising on securities 2017-07-13 2017-07-24
Rep Asset management 2017-07-13 2017-07-24
Rep Dealing in securities 2017-07-13 2017-07-24
RO Advising on securities 2017-07-24 2018-10-03
RO Asset management 2017-07-24 2018-10-03
RO Dealing in futures contracts 2017-07-24 2018-10-03
RO Dealing in securities 2017-07-24 2018-10-03
9 Yellow River Global Capital Limited RO Advising on securities 2016-04-21 2017-07-01
RO Asset management 2016-04-21 2017-07-01
RO Dealing in securities 2016-04-21 2017-07-01
10 YONXI International Finance Holdings Limited RO Asset management 2020-03-30 2021-04-23

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