Lee, Lai Sha 李麗莎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Global Markets Limited | Rep | Dealing in securities | 2012-12-03 | 2013-01-07 | RO | Dealing in securities | 2013-01-07 | 2015-01-31 |
| 2 | BETA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2003-12-01 | 2007-06-01 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-06-10 | Rep | Advising on securities | 2003-06-10 | Rep | Asset management | 2003-06-10 | Rep | Dealing in securities | 2003-06-10 |
| 4 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2007-06-01 | 2009-04-30 | Rep | Dealing in securities | 2015-06-30 | 2015-10-02 | RO | Dealing in securities | 2015-10-02 | 2021-12-31 | Rep | Dealing in futures contracts | 2020-01-23 | 2021-12-31 |
| 5 | Huarong International Securities Limited | Rep | Dealing in securities | 2008-10-22 | 2011-01-22 | Rep | Dealing in futures contracts | 2009-01-05 | 2011-01-22 |
| 6 | SEEKERS MARKETS LIMITED | RO | Dealing in securities | 2015-02-23 | 2015-06-22 |
| 7 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-26 | 2011-03-09 | RO | Dealing in securities | 2011-03-09 | 2012-11-23 |
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