Hall, Jeremy George
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2009-06-15 | 2011-11-10 | Eastspring Investments (Hong Kong) Limited | Rep | 2012-01-03 | 2015-11-11 | BFIN Private Advisors (Hong Kong) Limited | Rep | 2016-02-18 | 2017-01-19 | Brookfield Advisors (Hong Kong) Limited | Rep | 2017-01-27 | 2017-05-15 | Brookfield Advisors (Hong Kong) Limited | RO | 2017-05-15 | 2023-07-07 | Brookfield Advisors (Hong Kong) Limited | Rep | 2023-07-07 |
| 2 | DWS Investments Hong Kong Limited | Rep | Asset management | 2009-06-15 | 2011-11-10 | Eastspring Investments (Hong Kong) Limited | Rep | 2012-09-27 | 2015-11-11 |
| 3 | Eastspring Investments (Hong Kong) Limited | Rep | Dealing in securities | 2012-01-03 | 2015-11-11 | BFIN Private Advisors (Hong Kong) Limited | Rep | 2016-02-18 | 2017-01-19 | Brookfield Advisors (Hong Kong) Limited | Rep | 2017-01-27 | 2017-05-15 | Brookfield Advisors (Hong Kong) Limited | RO | 2017-05-15 | 2023-07-07 | Brookfield Advisors (Hong Kong) Limited | Rep | 2023-07-07 |
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