Davis, Mark James (SFC:AQC318)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-11-30 | 2009-10-09 | Rep | Dealing in securities | 2007-11-30 | 2009-10-09 | RO | Advising on futures contracts | 2009-10-09 | 2012-10-25 | RO | Advising on securities | 2009-10-09 | 2012-10-25 | RO | Dealing in futures contracts | 2009-10-09 | 2012-10-25 | RO | Dealing in securities | 2009-10-09 | 2012-10-25 | RO | Automated trading services | 2010-05-17 | 2012-10-25 | Rep | Advising on futures contracts | 2012-10-25 | 2014-08-09 | Rep | Advising on securities | 2012-10-25 | 2014-08-09 | Rep | Automated trading services | 2012-10-25 | 2014-08-09 | Rep | Dealing in futures contracts | 2012-10-25 | 2014-08-09 | Rep | Dealing in securities | 2012-10-25 | 2014-08-09 |
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