Hon, Kenneth Sau Yee 韓守義
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2004-01-05 | 2008-09-17 | RO | Dealing in securities | 2008-09-17 | 2010-02-22 |
2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2004-01-05 | 2008-09-17 | RO | Dealing in futures contracts | 2008-09-17 | 2010-02-22 |
3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2016-04-15 | 2016-06-15 | Rep | Dealing in securities | 2016-04-15 | 2016-06-15 | RO | Dealing in futures contracts | 2016-06-15 | 2022-07-29 | RO | Dealing in securities | 2016-06-15 | 2022-07-29 | Rep | Advising on securities | 2016-11-16 | 2022-07-29 |
4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2016-04-15 | 2016-06-15 | RO | Dealing in securities | 2016-06-15 | 2022-07-29 |
5 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-04-28 | 2011-06-02 | Rep | Dealing in securities | 2010-04-28 | 2011-06-02 | RO | Advising on futures contracts | 2011-06-02 | 2012-03-21 | RO | Advising on securities | 2011-06-02 | 2012-03-21 | RO | Dealing in futures contracts | 2011-06-02 | 2012-03-21 | RO | Dealing in securities | 2011-06-02 | 2012-03-21 |
6 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2022-10-14 | 2023-04-27 | RO | Dealing in securities | 2023-04-27 |
7 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2012-06-19 | 2012-10-05 | Rep | Dealing in securities | 2012-06-19 | 2012-10-05 | RO | Advising on securities | 2012-10-05 | 2016-04-01 | RO | Dealing in securities | 2012-10-05 | 2016-04-01 | RO | Advising on futures contracts | 2012-12-17 | 2016-04-01 | RO | Dealing in futures contracts | 2012-12-17 | 2016-04-01 |
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