Ma, Sin Chi 馬善智
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2004-08-09 | 2010-04-20 | Rep | Dealing in securities | 2004-08-09 | 2010-04-20 | RO | Advising on futures contracts | 2010-04-20 | 2012-01-06 | RO | Advising on securities | 2010-04-20 | 2012-01-06 | RO | Dealing in futures contracts | 2010-04-20 | 2012-01-06 | RO | Dealing in securities | 2010-04-20 | 2012-01-06 |
| 2 | SG SECURITIES (HK) LIMITED | Rep | Advising on securities | 2003-12-16 | Rep | Asset management | 2003-12-16 | Rep | Advising on corporate finance | 2004-01-13 | Rep | Automated trading services | 2004-07-27 | Rep | Dealing in securities | 2004-07-27 | Rep | Dealing in futures contracts | 2004-02-09 | 2004-07-27 |
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