Sanchez, Marlon Mikhail
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-06-26 | 2011-01-04 | Rep | Dealing in futures contracts | 2006-06-26 | 2018-12-20 | Rep | Automated trading services | 2010-06-23 | 2012-03-13 | RO | Advising on securities | 2011-01-04 | 2019-12-03 | RO | Dealing in securities | 2011-01-04 | 2021-10-28 | RO | Automated trading services | 2012-03-13 | 2016-04-05 | RO | Dealing in futures contracts | 2018-12-20 | 2021-10-28 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-11-16 | Rep | Advising on securities | 2004-11-16 | Rep | Asset management | 2004-11-16 | Rep | Dealing in securities | 2006-05-16 | Rep | Dealing in futures contracts | 2004-11-26 | 2006-05-16 |
| 3 | VMS Asset Management Limited | Rep | Advising on securities | 2022-06-13 | Rep | Asset management | 2022-06-13 |
| 4 | VMS Securities Limited | Rep | Dealing in securities | 2022-06-13 |
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