Winnie
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock Asset Management North Asia Limited | Rep | Dealing in securities | 2021-06-15 | Rep | Advising on securities | 2021-07-08 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Automated trading services | 2011-07-25 | 2017-05-12 | Rep | Dealing in securities | 2011-07-25 | 2017-05-12 |
| 3 | Merrill Lynch Far East Limited | Rep | Automated trading services | 2017-08-29 | 2018-11-01 | Rep | Dealing in futures contracts | 2017-08-29 | 2021-03-09 | Rep | Dealing in securities | 2017-08-29 | 2021-03-09 |
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