Bugel, Michael Bartus
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on securities | 2006-08-03 | 2006-08-22 | Rep | Dealing in securities | 2006-08-03 | 2006-08-22 | Rep | Dealing in futures contracts | 2006-08-03 | 2008-04-01 | RO | Advising on securities | 2006-08-22 | 2008-08-01 | RO | Dealing in securities | 2006-08-22 | 2008-08-01 |
2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2004-05-04 | 2006-07-19 | RO | Advising on securities | 2004-08-26 | 2006-07-19 |
3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on securities | 2010-08-17 | 2012-06-13 | Rep | Dealing in securities | 2010-08-17 | 2012-06-13 |
4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Advising on corporate finance | 2003-05-27 | RO | Advising on securities | 2003-05-27 | RO | Asset management | 2003-05-27 | RO | Automated trading services | 2003-05-27 | RO | Dealing in securities | 2003-05-27 |
5 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2008-11-11 | 2010-07-04 | Rep | Dealing in securities | 2008-11-11 | 2010-07-04 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy