Chan, Spencer Kwok Wai 陳國偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2013-11-15 | 2017-04-05 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-04-03 | 2013-08-07 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-06-23 | 2019-11-23 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-02 | Rep | Asset management | 2003-12-02 | Rep | Automated trading services | 2003-12-02 | Rep | Advising on securities | 2006-03-03 | Rep | Dealing in securities | 2006-03-03 |
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