Chan, Susan Wai-lan 陳蕙蘭

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BARCLAYS CAPITAL ASIA LIMITED Rep Dealing in securities 2004-06-15 2011-05-27
RO Dealing in futures contracts 2005-01-12 2011-05-27
2 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED Rep Dealing in futures contracts 2004-06-15 2004-07-16
RO Dealing in futures contracts 2004-07-16 2005-01-31
3 BARCLAYS CAPITAL SECURITIES ASIA LIMITED Rep Dealing in securities 2004-06-15 2005-01-31
4 BEAR STEARNS ASIA LIMITED Rep Advising on corporate finance 2004-05-07
Rep Advising on securities 2004-05-07
Rep Asset management 2004-05-07
Rep Automated trading services 2004-05-07
Rep Dealing in securities 2004-05-07
5 BEAR STEARNS HONG KONG LIMITED Rep Advising on futures contracts 2004-05-07
Rep Asset management 2004-05-07
Rep Dealing in futures contracts 2004-05-07
6 BlackRock (Hong Kong) Limited (d2017-01-20) Rep Advising on securities 2013-07-02 2014-12-31
Rep Asset management 2013-07-02 2014-12-31
Rep Dealing in securities 2013-07-02 2014-12-31
7 BlackRock Asset Management North Asia Limited Rep Advising on corporate finance 2013-07-02 2014-12-22
Rep Advising on securities 2013-07-02 2014-12-22
Rep Asset management 2013-07-02 2014-12-22
Rep Dealing in securities 2013-07-02 2014-12-22
RO Advising on corporate finance 2014-12-22
RO Advising on securities 2014-12-22
RO Dealing in securities 2014-12-22
RO Asset management 2014-12-22 2015-06-22
Rep Asset management 2015-06-22 2015-06-22
8 DEUTSCHE SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2011-09-05 2013-04-10
Rep Dealing in securities 2011-09-05 2013-04-10

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