Chan, Susan Wai-lan 陳蕙蘭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BlackRock Asset Management North Asia Limited | RO | Advising on corporate finance | 2014-12-22 | |
2 | BlackRock Asset Management North Asia Limited | RO | Advising on securities | 2014-12-22 | |
3 | BlackRock Asset Management North Asia Limited | RO | Dealing in securities | 2014-12-22 | |
4 | BlackRock Asset Management North Asia Limited | RO | Asset management | 2024-05-13 | |
5 | BlackRock Asset Management North Asia Limited | RO | Dealing in futures contracts | 2024-05-13 | |
6 | BEAR STEARNS ASIA LIMITED | Rep | Advising on corporate finance | 2004-05-07 | |
7 | BEAR STEARNS ASIA LIMITED | Rep | Advising on securities | 2004-05-07 | |
8 | BEAR STEARNS ASIA LIMITED | Rep | Asset management | 2004-05-07 | |
9 | BEAR STEARNS ASIA LIMITED | Rep | Automated trading services | 2004-05-07 | |
10 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in securities | 2004-05-07 | |
11 | BEAR STEARNS HONG KONG LIMITED | Rep | Advising on futures contracts | 2004-05-07 | |
12 | BEAR STEARNS HONG KONG LIMITED | Rep | Asset management | 2004-05-07 | |
13 | BEAR STEARNS HONG KONG LIMITED | Rep | Dealing in futures contracts | 2004-05-07 | |
14 | BARCLAYS CAPITAL FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2004-06-15 | 2004-07-16 |
15 | BARCLAYS CAPITAL SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-06-15 | 2005-01-31 |
16 | BARCLAYS CAPITAL FUTURES HONG KONG LIMITED | RO | Dealing in futures contracts | 2004-07-16 | 2005-01-31 |
17 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2004-06-15 | 2011-05-27 |
18 | BARCLAYS CAPITAL ASIA LIMITED | RO | Dealing in futures contracts | 2005-01-12 | 2011-05-27 |
19 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2011-09-05 | 2013-04-10 |
20 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2011-09-05 | 2013-04-10 |
21 | BlackRock Asset Management North Asia Limited | Rep | Advising on corporate finance | 2013-07-02 | 2014-12-22 |
22 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2013-07-02 | 2014-12-22 |
23 | BlackRock Asset Management North Asia Limited | Rep | Asset management | 2013-07-02 | 2014-12-22 |
24 | BlackRock Asset Management North Asia Limited | Rep | Dealing in securities | 2013-07-02 | 2014-12-22 |
25 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2013-07-02 | 2014-12-31 |
26 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Asset management | 2013-07-02 | 2014-12-31 |
27 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Dealing in securities | 2013-07-02 | 2014-12-31 |
28 | BlackRock Asset Management North Asia Limited | RO | Asset management | 2014-12-22 | 2015-06-22 |
29 | BlackRock Asset Management North Asia Limited | Rep | Asset management | 2015-06-22 | 2015-06-22 |
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