Chan, Susan Wai-lan 陳蕙蘭

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BlackRock Asset Management North Asia Limited RO Advising on corporate finance 2014-12-22
2 BlackRock Asset Management North Asia Limited RO Advising on securities 2014-12-22
3 BlackRock Asset Management North Asia Limited RO Dealing in securities 2014-12-22
4 BlackRock Asset Management North Asia Limited RO Asset management 2024-05-13
5 BlackRock Asset Management North Asia Limited RO Dealing in futures contracts 2024-05-13
6 BEAR STEARNS ASIA LIMITED Rep Advising on corporate finance 2004-05-07
7 BEAR STEARNS ASIA LIMITED Rep Advising on securities 2004-05-07
8 BEAR STEARNS ASIA LIMITED Rep Asset management 2004-05-07
9 BEAR STEARNS ASIA LIMITED Rep Automated trading services 2004-05-07
10 BEAR STEARNS ASIA LIMITED Rep Dealing in securities 2004-05-07
11 BEAR STEARNS HONG KONG LIMITED Rep Advising on futures contracts 2004-05-07
12 BEAR STEARNS HONG KONG LIMITED Rep Asset management 2004-05-07
13 BEAR STEARNS HONG KONG LIMITED Rep Dealing in futures contracts 2004-05-07
14 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED Rep Dealing in futures contracts 2004-06-15 2004-07-16
15 BARCLAYS CAPITAL SECURITIES ASIA LIMITED Rep Dealing in securities 2004-06-15 2005-01-31
16 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED RO Dealing in futures contracts 2004-07-16 2005-01-31
17 BARCLAYS CAPITAL ASIA LIMITED Rep Dealing in securities 2004-06-15 2011-05-27
18 BARCLAYS CAPITAL ASIA LIMITED RO Dealing in futures contracts 2005-01-12 2011-05-27
19 DEUTSCHE SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2011-09-05 2013-04-10
20 DEUTSCHE SECURITIES ASIA LIMITED Rep Dealing in securities 2011-09-05 2013-04-10
21 BlackRock Asset Management North Asia Limited Rep Advising on corporate finance 2013-07-02 2014-12-22
22 BlackRock Asset Management North Asia Limited Rep Advising on securities 2013-07-02 2014-12-22
23 BlackRock Asset Management North Asia Limited Rep Asset management 2013-07-02 2014-12-22
24 BlackRock Asset Management North Asia Limited Rep Dealing in securities 2013-07-02 2014-12-22
25 BlackRock (Hong Kong) Limited (d2017-01-20) Rep Advising on securities 2013-07-02 2014-12-31
26 BlackRock (Hong Kong) Limited (d2017-01-20) Rep Asset management 2013-07-02 2014-12-31
27 BlackRock (Hong Kong) Limited (d2017-01-20) Rep Dealing in securities 2013-07-02 2014-12-31
28 BlackRock Asset Management North Asia Limited RO Asset management 2014-12-22 2015-06-22
29 BlackRock Asset Management North Asia Limited Rep Asset management 2015-06-22 2015-06-22

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