Choi, Franky Ming Chit 蔡明哲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2014-10-15 | 2015-02-23 | Rep | Dealing in securities | 2014-10-15 | 2015-02-23 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-11-01 | 2012-01-06 | Rep | Dealing in securities | 2007-11-01 | 2012-01-06 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-04-10 | 2014-09-01 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-04-10 | 2014-09-01 |
| 5 | Vontobel Limited | Rep | Dealing in futures contracts | 2017-10-11 | 2021-06-24 | Rep | Dealing in securities | 2017-10-11 | 2022-04-11 | RO | Dealing in futures contracts | 2021-06-24 | 2022-04-11 |
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