Clapham, Thomas Antony
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | American Century Investment Management (Asia Pacific) Limited | RO | Advising on securities | 2023-05-09 | RO | Dealing in securities | 2023-05-09 |
| 2 | AXA Investment Managers Asia Limited | Rep | Advising on securities | 2015-09-17 | 2017-10-20 | Rep | Dealing in securities | 2015-09-17 | 2017-10-20 |
| 3 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | Rep | Advising on securities | 2015-09-17 | 2017-08-11 | Rep | Dealing in securities | 2015-09-17 | 2017-08-11 |
| 4 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-10-27 | 2012-06-13 | Rep | Dealing in securities | 2006-10-27 | 2012-06-13 |
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