Kohli, Sneha Shah
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-08-03 | 2011-12-09 | Rep | Dealing in securities | 2010-08-03 | 2011-12-09 |
| 2 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2023-11-01 | |
| 3 | SC Lowy Asset Management (HK) Limited | Rep | Asset management | 2023-03-07 | 2023-07-14 |
| 4 | SC Lowy Financial (HK) Limited | Rep | Dealing in securities | 2019-07-04 | 2023-07-14 |
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