Lai, Alen Chi Wang 黎智弘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Azentus Capital Management Limited | Rep | Asset management | 2017-02-10 | 2018-10-26 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2011-01-17 | 2012-06-13 |
| 3 | Hutchin Hill Capital HK Limited | Rep | Asset management | 2015-10-27 | 2016-10-21 |
| 4 | JUMP TRADING HONG KONG LIMITED | Rep | Dealing in futures contracts | 2022-10-03 | 2023-09-21 | Rep | Dealing in securities | 2022-10-03 | 2023-09-21 |
| 5 | North Rock Capital Management (HK) Limited | Rep | Asset management | 2024-03-25 | Rep | Dealing in securities | 2024-03-25 |
| 6 | Patrol Capital Management Limited | Rep | Asset management | 2016-12-23 | 2017-02-06 |
| 7 | Pictet Asset Management (Hong Kong) Limited | Rep | Dealing in futures contracts | 2013-07-08 | 2015-08-26 | Rep | Dealing in securities | 2013-07-08 | 2015-08-26 |
| 8 | Strategic Vision Investment Limited | Rep | Asset management | 2018-11-13 | 2020-01-22 | RO | Asset management | 2020-01-22 | 2022-08-02 |
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