Lai, Wai Tsz 黎慧慈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2018-10-08 | 2022-06-30 | Rep | Dealing in securities | 2018-10-08 | 2022-06-30 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2018-10-08 | 2022-06-30 | Rep | Dealing in securities | 2018-10-08 | 2022-06-30 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-05-25 | 2018-06-21 | Rep | Dealing in securities | 2007-05-25 | 2018-06-21 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2003-08-22 | Rep | Advising on securities | 2003-08-22 | Rep | Asset management | 2003-08-22 | Rep | Dealing in securities | 2003-08-22 |
| 5 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-08-22 | Rep | Advising on securities | 2003-08-22 | Rep | Asset management | 2003-08-22 | Rep | Dealing in securities | 2003-08-22 |
| 6 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2022-09-02 | |
| 7 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2006-02-17 | 2007-05-14 |
| 8 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2003-10-13 | 2007-05-14 |
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