Lai, Wai Tsz 黎慧慈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2003-08-22 | |
2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-08-22 | |
3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2003-08-22 | |
4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on securities | 2003-08-22 | |
5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2003-08-22 | |
6 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Asset management | 2003-08-22 | |
7 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2018-10-08 | 2022-06-30 |
8 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2006-02-17 | 2007-05-14 |
9 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-05-25 | 2018-06-21 |
10 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2018-10-08 | 2022-06-30 |
11 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2003-08-22 | |
12 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2003-08-22 | |
13 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2003-10-13 | 2007-05-14 |
14 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-05-25 | 2018-06-21 |
15 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2018-10-08 | 2022-06-30 |
16 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2018-10-08 | 2022-06-30 |
17 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2022-09-02 |
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