Lau, Marcus Chi Chiu 劉志超

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 DEUTSCHE SECURITIES ASIA LIMITED Rep Automated trading services 2010-08-16 2012-09-05
Rep Dealing in futures contracts 2010-08-16 2012-09-05
Rep Dealing in securities 2010-08-16 2012-09-05
2 INSTINET PACIFIC LIMITED Rep Advising on securities 2020-05-27 2021-08-28
Rep Automated trading services 2020-05-27 2021-08-28
Rep Dealing in securities 2020-05-27 2021-08-28
3 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on securities 2012-10-25 2016-10-04
Rep Dealing in securities 2012-10-25 2016-10-04
Rep Advising on futures contracts 2014-04-16 2019-09-20
Rep Dealing in futures contracts 2014-04-16 2019-09-20
4 Nomura Asia Investment (Hong Kong) Limited Rep Dealing in futures contracts 2006-07-08 2010-02-19
5 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in futures contracts 2006-07-08 2010-05-12
Rep Dealing in securities 2006-07-08 2010-05-12
6 NOMURA SECURITIES (HONG KONG) LIMITED Rep Dealing in futures contracts 2010-02-03 2010-05-12
7 UBS SECURITIES ASIA LIMITED Rep Advising on futures contracts 2005-02-04
Rep Advising on corporate finance 2005-03-24
Rep Advising on securities 2005-03-24
Rep Asset management 2005-03-24
Rep Dealing in futures contracts 2006-06-08
Rep Dealing in securities 2006-06-08
8 UBS SECURITIES HONG KONG LIMITED Rep Advising on corporate finance 2005-03-24
Rep Advising on securities 2005-03-24
Rep Asset management 2005-03-24
Rep Dealing in securities 2006-06-08

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