Lau, Adam Yue Che 劉宇池
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Asset management | 2005-01-28 | Rep | Advising on corporate finance | 2005-03-21 | Rep | Advising on securities | 2006-03-10 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-04-02 | 2008-04-02 | Rep | Dealing in securities | 2007-04-02 | 2014-08-09 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2006-05-02 | 2007-02-26 |
| 4 | NATIXIS ASIA LIMITED | Rep | Advising on futures contracts | 2014-11-27 | 2018-07-20 | Rep | Advising on securities | 2014-11-27 | 2018-07-20 | Rep | Dealing in futures contracts | 2014-11-27 | 2018-07-20 | Rep | Dealing in securities | 2014-11-27 | 2018-07-20 |
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