Lin, David Ping 林平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2015-08-19 | 2017-06-25 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2015-08-19 | 2017-06-25 |
| 3 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2017-06-26 | Rep | Dealing in securities | 2017-06-26 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2018-06-15 | |
| 5 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-04-03 | 2008-12-11 | Rep | Automated trading services | 2008-11-06 | 2008-12-11 | Rep | Dealing in futures contracts | 2008-11-06 | 2008-12-11 |
| 6 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2007-04-03 | 2008-12-11 | Rep | Dealing in futures contracts | 2007-04-03 | 2008-12-11 |
| 7 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-04-03 | 2008-12-11 |
| 8 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-09-14 | 2012-09-05 | Rep | Automated trading services | 2010-06-23 | 2012-09-05 |
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