Lu, Hue Thi
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2014-07-08 | 2018-12-31 | Rep | Dealing in securities | 2014-07-08 | 2018-12-31 | Rep | Advising on securities | 2019-01-01 | 2019-08-16 | Rep | Dealing in securities | 2019-01-01 | 2019-08-16 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-08-03 | 2012-06-13 | Rep | Dealing in securities | 2007-08-03 | 2012-06-13 |
| 3 | Japaninvest (Hong Kong) Limited | Rep | Advising on securities | 2014-03-26 | 2014-05-28 |
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