Luk, Yin Man 陸燕雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-02 | |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Asset management | 2003-12-02 | |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Automated trading services | 2003-12-02 | |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2007-07-18 | |
| 5 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-07-18 | |
| 6 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-09-17 | 2008-07-21 |
| 7 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2007-10-22 | 2008-07-21 |
| 8 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2007-10-22 | 2008-07-21 |
| 9 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-10-22 | 2008-07-21 |
| 10 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2007-10-22 | 2008-07-21 |
| 11 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-08-27 | 2012-09-05 |
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