Michalik, Thorsten
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on securities | 2005-05-18 | 2006-03-01 |
| 2 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2016-03-14 | 2016-03-17 |
| 3 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2016-09-13 | 2016-09-15 |
| 4 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2016-10-14 | 2016-10-19 |
| 5 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-01-26 | 2006-03-01 |
| 6 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-08-14 | 2013-01-21 |
| 7 | DWS Investments Hong Kong Limited | Rep | Dealing in securities | 2015-08-19 | 2015-08-20 |
| 8 | DWS Investments Hong Kong Limited | Rep | Dealing in securities | 2016-03-14 | 2016-03-17 |
| 9 | DWS Investments Hong Kong Limited | Rep | Dealing in securities | 2016-09-13 | 2016-09-15 |
| 10 | DWS Investments Hong Kong Limited | Rep | Dealing in securities | 2016-10-14 | 2016-10-19 |
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