Montanari, Marco
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on securities | 2009-07-08 | 2013-02-01 | Rep | Dealing in securities | 2009-07-08 | 2013-02-01 |
| 2 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2017-03-31 | 2017-07-13 | Rep | Dealing in securities | 2017-03-31 | 2017-07-13 | RO | Advising on securities | 2017-07-13 | 2021-09-30 | RO | Dealing in securities | 2017-07-13 | 2021-09-30 | RO | Asset management | 2019-08-13 | 2021-09-30 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2022-02-04 | 2022-09-22 | Rep | Asset management | 2022-02-04 | 2022-09-22 | Rep | Dealing in securities | 2022-02-04 | 2022-09-22 | RO | Advising on securities | 2022-09-22 | RO | Asset management | 2022-09-22 | RO | Dealing in securities | 2022-09-22 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2022-02-04 | 2022-09-22 | Rep | Asset management | 2022-02-04 | 2022-09-22 | Rep | Dealing in securities | 2022-02-04 | 2022-09-22 | RO | Advising on securities | 2022-09-22 | RO | Asset management | 2022-09-22 | RO | Dealing in securities | 2022-09-22 |
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