Neary, James Joseph
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2013-08-06 | 2016-01-21 | Rep | Dealing in securities | 2013-08-06 | 2016-01-21 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-12-29 | 2012-09-05 |
| 3 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2007-12-27 | 2008-05-15 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-06-16 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-15 | 2009-01-01 |
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