Pang, Ka Yin (SFC:AEF574) 彭嘉賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2023-01-11 | Rep | Dealing in futures contracts | 2023-02-22 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-05-10 | 2018-02-06 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-12-19 | 2022-12-28 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-01-30 | Rep | Advising on securities | 2004-01-30 | Rep | Automated trading services | 2004-01-30 | Rep | Dealing in securities | 2004-01-30 | Rep | Dealing in securities | 2004-06-15 | 2008-11-24 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2004-01-30 | Rep | Dealing in futures contracts | 2004-01-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy