Pang, Ka Yin (SFC:AEF574) 彭嘉賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-01-30 | |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2004-01-30 | |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2004-01-30 | |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2004-01-30 | |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2004-01-30 | |
| 6 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2023-02-22 | |
| 7 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2004-01-30 | |
| 8 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2004-06-15 | 2008-11-24 |
| 9 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-05-10 | 2018-02-06 |
| 10 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-12-19 | 2022-12-28 |
| 11 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2023-01-11 |
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