Rao, Vigyan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-07-05 | 2012-07-05 | Rep | Dealing in securities | 2010-07-05 | 2012-07-05 |
| 2 | FIL Investment Advisors | Rep | Advising on securities | 2005-07-22 | 2007-08-08 | Rep | Asset management | 2005-07-22 | 2007-08-08 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2005-07-22 | 2007-08-08 | Rep | Asset management | 2005-07-22 | 2007-08-08 |
| 4 | Jupiter Asset Management (Asia Pacific) Limited | Rep | Asset management | 2015-09-25 | 2016-02-05 |
| 5 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2007-09-10 | 2008-08-23 | Rep | Asset management | 2007-09-10 | 2008-08-23 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-10-08 | 2013-01-24 | Rep | Dealing in securities | 2012-10-08 | 2013-01-24 |
| 7 | Sculptor Capital Management Hong Kong Limited (b2001-12-28) | Rep | Asset management | 2008-09-16 | 2010-04-23 |
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