Rogers, David Andrew (SFC:ATM320)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-08-18 | 2012-09-05 | Rep | Dealing in securities | 2010-08-18 | 2012-09-05 |
| 2 | Fidelity Management & Research (Hong Kong) Limited | Rep | Asset management | 2012-11-06 | 2016-10-13 | Rep | Dealing in securities | 2013-03-15 | 2016-10-13 |
| 3 | OUTSET GLOBAL (HONG KONG) LIMITED | RO | Dealing in securities | 2021-02-19 | 2021-05-25 |
| 4 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Asset management | 2017-01-13 | 2017-05-22 | Rep | Dealing in futures contracts | 2017-01-13 | 2017-05-22 | Rep | Dealing in securities | 2017-01-13 | 2017-05-22 | RO | Asset management | 2017-05-22 | 2020-03-02 | RO | Dealing in futures contracts | 2017-05-22 | 2020-03-02 | RO | Dealing in securities | 2017-05-22 | 2020-03-02 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2009-08-04 | 2010-06-03 | Rep | Dealing in securities | 2009-08-04 | 2010-06-03 |
| 6 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-08-04 | 2010-06-03 |
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