Seow, Zhi Xiang
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BFAM Partners (Hong Kong) Limited | Rep | Asset management | 2013-08-19 | 2015-06-30 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2011-01-04 | 2012-09-29 | Rep | Dealing in securities | 2011-01-04 | 2012-09-29 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-04-21 | 2020-09-30 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-04-21 | 2020-09-30 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2021-07-28 | |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2021-07-28 | Rep | Dealing in securities | 2021-07-28 |
| 7 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2015-08-17 | 2019-12-10 |
| 8 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2015-08-17 | 2019-12-10 | Rep | Dealing in futures contracts | 2015-08-17 | 2019-12-10 | Rep | Dealing in securities | 2015-08-17 | 2019-12-10 |
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