Sheridan, Richard Leo
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-11-20 | 2009-11-27 | Rep | Dealing in securities | 2010-04-08 | 2012-01-19 | Rep | Automated trading services | 2010-06-23 | 2012-01-19 |
| 2 | Liquidnet Asia Limited | Rep | Automated trading services | 2012-03-14 | 2014-05-05 | Rep | Dealing in securities | 2012-03-14 | 2014-05-05 | RO | Automated trading services | 2014-05-05 | 2014-08-06 | RO | Dealing in securities | 2014-05-05 | 2014-08-06 |
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